|
| |
Documents posted here are TEMPORARY.
Print, or download and SAVE
Copyright © 1995 The
National Endowment for Democracy and The Johns Hopkins University Press. Registered
users of a subscribed campus network may download, archive, and print as
many copies of this work as desired for use within the subscribed institution
as long as this header is not removed -- no copies of the below work may
be distributed electronically, in whole or in part, outside of your campus
network without express permission (permissions@muse.jhu.edu).
Contact your institution's library to discuss your rights
and responsibilities within Project Muse, or send email to copyright@muse.jhu.edu.
The Johns Hopkins University Press is committed to respecting the needs of
scholars -- return of that respect is requested.
Journal of Democracy 6:1, Jan 1995, 65-78
As featured on National
Public Radio, The New York Times, and
in other major media, we offer this sold-out, much-discussed Journal of
Democracy article by Robert Putnam, "Bowling Alone." The Journal of
Democracy is currently online in full text at Project
Muse. You can also find information at DemocracyNet
about the Journal of Democracy and
its sponsor, the National
Endowment for Democracy.
Bowling Alone: America's Declining
Social Capital
Many students of the new
democracies that have emerged over the past decade and a half have emphasized
the importance of a strong and active civil society to the consolidation of
democracy. Especially with regard to the postcommunist countries, scholars and
democratic activists alike have lamented the absence or obliteration of
traditions of independent civic engagement and a widespread tendency toward
passive reliance on the state. To those concerned with the weakness of civil
societies in the developing or postcommunist world, the advanced Western
democracies and above all the United States have typically been taken as models
to be emulated. There is striking evidence, however, that the vibrancy of
American civil society has notably declined over the past several decades.
Ever since the publication of
Alexis de Tocqueville's Democracy in America, the United States has
played a central role in systematic studies of the links between democracy and
civil society. Although this is in part because trends in American life are
often regarded as harbingers of social modernization, it is also because America
has traditionally been considered unusually "civic" (a reputation
that, as we shall later see, has not been entirely unjustified).
When Tocqueville visited the United
States in the 1830s, it was the Americans' propensity for civic association that
most impressed him as the key to their unprecedented ability to make democracy
work. "Americans of all ages, all stations in life, and all types of
disposition," he observed, "are forever forming associations. There
are not only commercial and industrial associations in which all take part, but
others of a thousand different types--religious, moral, serious, futile, very
general and very limited, immensely large and very minute. . . . Nothing, in my
view, deserves more attention than the intellectual and moral associations in
America." 1
Recently, American social
scientists of a neo-Tocquevillean bent have unearthed a wide range of empirical
evidence that the quality of public life and the performance of social
institutions (and not only in America) are indeed powerfully influenced by norms
and networks of civic engagement. Researchers in such fields as education, urban
poverty, unemployment, the control of crime and drug abuse, and even health have
discovered that successful outcomes are more likely in civically engaged
communities. Similarly, research on the varying economic attainments of
different ethnic groups in the United States has demonstrated the importance of
social bonds within each group. These results are consistent with research in a
wide range of settings that demonstrates the vital importance of social networks
for job placement and many other economic outcomes.
Meanwhile, a seemingly unrelated
body of research on the sociology of economic development has also focused
attention on the role of social networks. Some of this work is situated in the
developing countries, and some of it elucidates the peculiarly successful
"network capitalism" of East Asia. 2
Even in less exotic Western economies, however, researchers have discovered
highly efficient, highly flexible "industrial districts" based on
networks of collaboration among workers and small entrepreneurs. Far from being
paleoindustrial anachronisms, these dense interpersonal and interorganizational
networks undergird ultramodern industries, from the high tech of Silicon Valley
to the high fashion of Benetton.
The norms and networks of civic
engagement also powerfully affect the performance of representative government.
That, at least, was the central conclusion of my own 20-year, quasi-experimental
study of subnational governments in different regions of Italy. 3
Although all these regional governments seemed identical on paper, their levels
of effectiveness varied dramatically. Systematic inquiry showed that the quality
of governance was determined by longstanding traditions of civic engagement (or
its absence). Voter turnout, newspaper readership, membership in choral
societies and football clubs--these were the hallmarks of a successful region.
In fact, historical analysis suggested that these networks of organized
reciprocity and civic solidarity, far from being an epiphenomenon of
socioeconomic modernization, were a precondition for it.
No doubt the mechanisms through
which civic engagement and social connectedness produce such results--better
schools, faster economic development, lower crime, and more effective
government--are multiple and complex. While these briefly recounted findings
require further confirmation and perhaps qualification, the parallels across
hundreds of empirical studies in a dozen disparate disciplines and subfields are
striking. Social scientists in several fields have recently suggested a common
framework for understanding these phenomena, a framework that rests on the
concept of social capital. 4
By analogy with notions of physical capital and human capital--tools and
training that enhance individual productivity--"social capital" refers
to features of social organization such as networks, norms, and social trust
that facilitate coordination and cooperation for mutual benefit.
For a variety of reasons, life is
easier in a community blessed with a substantial stock of social capital. In the
first place, networks of civic engagement foster sturdy norms of generalized
reciprocity and encourage the emergence of social trust. Such networks
facilitate coordination and communication, amplify reputations, and thus allow
dilemmas of collective action to be resolved. When economic and political
negotiation is embedded in dense networks of social interaction, incentives for
opportunism are reduced. At the same time, networks of civic engagement embody
past success at collaboration, which can serve as a cultural template for future
collaboration. Finally, dense networks of interaction probably broaden the
participants' sense of self, developing the "I" into the
"we," or (in the language of rational-choice theorists) enhancing the
participants' "taste" for collective benefits.
I do not intend here to survey
(much less contribute to) the development of the theory of social capital.
Instead, I use the central premise of that rapidly growing body of work--that
social connections and civic engagement pervasively influence our public life,
as well as our private prospects--as the starting point for an empirical survey
of trends in social capital in contemporary America. I concentrate here entirely
on the American case, although the developments I portray may in some measure
characterize many contemporary societies.
Whatever Happened to Civic
Engagement?
We begin with familiar evidence on
changing patterns of political participation, not least because it is
immediately relevant to issues of democracy in the narrow sense. Consider the
well-known decline in turnout in national elections over the last three decades.
From a relative high point in the early 1960s, voter turnout had by 1990
declined by nearly a quarter; tens of millions of Americans had forsaken their
parents' habitual readiness to engage in the simplest act of citizenship.
Broadly similar trends also characterize participation in state and local
elections.
It is not just the voting booth
that has been increasingly deserted by Americans. A series of identical
questions posed by the Roper Organization to national samples ten times each
year over the last two decades reveals that since 1973 the number of Americans
who report that "in the past year" they have "attended a public
meeting on town or school affairs" has fallen by more than a third (from 22
percent in 1973 to 13 percent in 1993). Similar (or even greater) relative
declines are evident in responses to questions about attending a political rally
or speech, serving on a committee of some local organization, and working for a
political party. By almost every measure, Americans' direct engagement in
politics and government has fallen steadily and sharply over the last
generation, despite the fact that average levels of education--the best
individual-level predictor of political participation--have risen sharply
throughout this period. Every year over the last decade or two, millions more
have withdrawn from the affairs of their communities.
Not coincidentally, Americans have
also disengaged psychologically from politics and government over this era. The
proportion of Americans who reply that they "trust the government in
Washington" only "some of the time" or "almost never"
has risen steadily from 30 percent in 1966 to 75 percent in 1992.
These trends are well known, of
course, and taken by themselves would seem amenable to a strictly political
explanation. Perhaps the long litany of political tragedies and scandals since
the 1960s (assassinations, Vietnam, Watergate, Irangate, and so on) has
triggered an understandable disgust for politics and government among Americans,
and that in turn has motivated their withdrawal. I do not doubt that this common
interpretation has some merit, but its limitations become plain when we examine
trends in civic engagement of a wider sort.
Our survey of organizational
membership among Americans can usefully begin with a glance at the aggregate
results of the General Social Survey, a scientifically conducted,
national-sample survey that has been repeated 14 times over the last two
decades. Church-related groups constitute the most common type of organization
joined by Americans; they are especially popular with women. Other types of
organizations frequently joined by women include school-service groups (mostly
parent-teacher associations), sports groups, professional societies, and
literary societies. Among men, sports clubs, labor unions, professional
societies, fraternal groups, veterans' groups, and service clubs are all
relatively popular.
Religious affiliation is by far the
most common associational membership among Americans. Indeed, by many measures
America continues to be (even more than in Tocqueville's time) an astonishingly
"churched" society. For example, the United States has more houses of
worship per capita than any other nation on Earth. Yet religious sentiment in
America seems to be becoming somewhat less tied to institutions and more
self-defined.
How have these complex
crosscurrents played out over the last three or four decades in terms of
Americans' engagement with organized religion? The general pattern is clear: The
1960s witnessed a significant drop in reported weekly churchgoing--from roughly
48 percent in the late 1950s to roughly 41 percent in the early 1970s. Since
then, it has stagnated or (according to some surveys) declined still further.
Meanwhile, data from the General Social Survey show a modest decline in
membership in all "church-related groups" over the last 20 years. It
would seem, then, that net participation by Americans, both in religious
services and in church-related groups, has declined modestly (by perhaps a
sixth) since the 1960s.
For many years, labor unions
provided one of the most common organizational affiliations among American
workers. Yet union membership has been falling for nearly four decades, with the
steepest decline occurring between 1975 and 1985. Since the mid-1950s, when
union membership peaked, the unionized portion of the nonagricultural work force
in America has dropped by more than half, falling from 32.5 percent in 1953 to
15.8 percent in 1992. By now, virtually all of the explosive growth in union
membership that was associated with the New Deal has been erased. The solidarity
of union halls is now mostly a fading memory of aging men. 5
The parent-teacher association
(PTA) has been an especially important form of civic engagement in
twentieth-century America because parental involvement in the educational
process represents a particularly productive form of social capital. It is,
therefore, dismaying to discover that participation in parent-teacher
organizations has dropped drastically over the last generation, from more than
12 million in 1964 to barely 5 million in 1982 before recovering to
approximately 7 million now.
Next, we turn to evidence on
membership in (and volunteering for) civic and fraternal organizations. These
data show some striking patterns. First, membership in traditional women's
groups has declined more or less steadily since the mid-1960s. For example,
membership in the national Federation of Women's Clubs is down by more than half
(59 percent) since 1964, while membership in the League of Women Voters (LWV) is
off 42 percent since 1969. 6
Similar reductions are apparent in
the numbers of volunteers for mainline civic organizations, such as the Boy
Scouts (off by 26 percent since 1970) and the Red Cross (off by 61 percent since
1970). But what about the possibility that volunteers have simply switched their
loyalties to other organizations? Evidence on "regular" (as opposed to
occasional or "drop-by") volunteering is available from the Labor
Department's Current Population Surveys of 1974 and 1989. These estimates
suggest that serious volunteering declined by roughly one-sixth over these 15
years, from 24 percent of adults in 1974 to 20 percent in 1989. The multitudes
of Red Cross aides and Boy Scout troop leaders now missing in action have
apparently not been offset by equal numbers of new recruits elsewhere.
Fraternal organizations have also
witnessed a substantial drop in membership during the 1980s and 1990s.
Membership is down significantly in such groups as the Lions (off 12 percent
since 1983), the Elks (off 18 percent since 1979), the Shriners (off 27 percent
since 1979), the Jaycees (off 44 percent since 1979), and the Masons (down 39
percent since 1959). In sum, after expanding steadily throughout most of this
century, many major civic organizations have experienced a sudden, substantial,
and nearly simultaneous decline in membership over the last decade or two.
The most whimsical yet discomfiting
bit of evidence of social disengagement in contemporary America that I have
discovered is this: more Americans are bowling today than ever before, but
bowling in organized leagues has plummeted in the last decade or so. Between
1980 and 1993 the total number of bowlers in America increased by 10 percent,
while league bowling decreased by 40 percent. (Lest this be thought a wholly
trivial example, I should note that nearly 80 million Americans went bowling at
least once during 1993, nearly a third more than voted in the 1994
congressional elections and roughly the same number as claim to attend
church regularly. Even after the 1980s' plunge in league bowling, nearly 3
percent of American adults regularly bowl in leagues.) The rise of solo bowling
threatens the livelihood of bowling-lane proprietors because those who bowl as
members of leagues consume three times as much beer and pizza as solo bowlers,
and the money in bowling is in the beer and pizza, not the balls and shoes. The
broader social significance, however, lies in the social interaction and even
occasionally civic conversations over beer and pizza that solo bowlers forgo.
Whether or not bowling beats balloting in the eyes of most Americans, bowling
teams illustrate yet another vanishing form of social capital.
Countertrends
At this point, however, we must
confront a serious counterargument. Perhaps the traditional forms of civic
organization whose decay we have been tracing have been replaced by vibrant new
organizations. For example, national environmental organizations (like the
Sierra Club) and feminist groups (like the National Organization for Women) grew
rapidly during the 1970s and 1980s and now count hundreds of thousands of
dues-paying members. An even more dramatic example is the American Association
of Retired Persons (AARP), which grew exponentially from 400,000 card-carrying
members in 1960 to 33 million in 1993, becoming (after the Catholic Church) the
largest private organization in the world. The national administrators of these
organizations are among the most feared lobbyists in Washington, in large part
because of their massive mailing lists of presumably loyal members.
These new mass-membership
organizations are plainly of great political importance. From the point of view
of social connectedness, however, they are sufficiently different from classic
"secondary associations" that we need to invent a new label--perhaps
"tertiary associations." For the vast majority of their members, the
only act of membership consists in writing a check for dues or perhaps
occasionally reading a newsletter. Few ever attend any meetings of such
organizations, and most are unlikely ever (knowingly) to encounter any other
member. The bond between any two members of the Sierra Club is less like the
bond between any two members of a gardening club and more like the bond between
any two Red Sox fans (or perhaps any two devoted Honda owners): they root for
the same team and they share some of the same interests, but they are unaware of
each other's existence. Their ties, in short, are to common symbols, common
leaders, and perhaps common ideals, but not to one another. The theory of social
capital argues that associational membership should, for example, increase
social trust, but this prediction is much less straightforward with regard to
membership in tertiary associations. From the point of view of social
connectedness, the Environmental Defense Fund and a bowling league are just not
in the same category.
If the growth of tertiary
organizations represents one potential (but probably not real) counterexample to
my thesis, a second countertrend is represented by the growing prominence of
nonprofit organizations, especially nonprofit service agencies. This so-called
third sector includes everything from Oxfam and the Metropolitan Museum of Art
to the Ford Foundation and the Mayo Clinic. In other words, although most
secondary associations are nonprofits, most nonprofit agencies are not secondary
associations. To identify trends in the size of the nonprofit sector with trends
in social connectedness would be another fundamental conceptual mistake. 7
A third potential countertrend is
much more relevant to an assessment of social capital and civic engagement. Some
able researchers have argued that the last few decades have witnessed a rapid
expansion in "support groups" of various sorts. Robert Wuthnow reports
that fully 40 percent of all Americans claim to be "currently involved in
[a] small group that meets regularly and provides support or caring for those
who participate in it." 8 Many
of these groups are religiously affiliated, but many others are not. For
example, nearly 5 percent of Wuthnow's national sample claim to participate
regularly in a "self-help" group, such as Alcoholics Anonymous, and
nearly as many say they belong to book-discussion groups and hobby clubs.
The groups described by Wuthnow's
respondents unquestionably represent an important form of social capital, and
they need to be accounted for in any serious reckoning of trends in social
connectedness. On the other hand, they do not typically play the same role as
traditional civic associations. As Wuthnow emphasizes,
Small groups may not be fostering community as
effectively as many of their proponents would like. Some small groups merely
provide occasions for individuals to focus on themselves in the presence of
others. The social contract binding members together asserts only the weakest
of obligations. Come if you have time. Talk if you feel like it. Respect
everyone's opinion. Never criticize. Leave quietly if you become dissatisfied.
. . . We can imagine that [these small groups] really substitute for families,
neighborhoods, and broader community attachments that may demand lifelong
commitments, when, in fact, they do not. 9
All three of these potential
countertrends--tertiary organizations, nonprofit organizations, and support
groups--need somehow to be weighed against the erosion of conventional civic
organizations. One way of doing so is to consult the General Social Survey.
Within all educational categories,
total associational membership declined significantly between 1967 and 1993.
Among the college-educated, the average number of group memberships per person
fell from 2.8 to 2.0 (a 26-percent decline); among high-school graduates, the
number fell from 1.8 to 1.2 (32 percent); and among those with fewer than 12
years of education, the number fell from 1.4 to 1.1 (25 percent). In other
words, at all educational (and hence social) levels of American society,
and counting all sorts of group memberships, the average number of
associational memberships has fallen by about a fourth over the last
quarter-century. Without controls for educational levels, the trend is not
nearly so clear, but the central point is this: more Americans than ever
before are in social circumstances that foster associational involvement (higher
education, middle age, and so on), but nevertheless aggregate associational
membership appears to be stagnant or declining.
Broken down by type of group, the
downward trend is most marked for church-related groups, for labor unions, for
fraternal and veterans' organizations, and for school-service groups.
Conversely, membership in professional associations has risen over these years,
although less than might have been predicted, given sharply rising educational
and occupational levels. Essentially the same trends are evident for both men
and women in the sample. In short, the available survey evidence confirms our
earlier conclusion: American social capital in the form of civic associations
has significantly eroded over the last generation.
Good Neighborliness and Social
Trust
I noted earlier that most readily
available quantitative evidence on trends in social connectedness involves
formal settings, such as the voting booth, the union hall, or the PTA. One
glaring exception is so widely discussed as to require little comment here: the
most fundamental form of social capital is the family, and the massive evidence
of the loosening of bonds within the family (both extended and nuclear) is well
known. This trend, of course, is quite consistent with--and may help to
explain--our theme of social decapitalization.
A second aspect of informal social
capital on which we happen to have reasonably reliable time-series data involves
neighborliness. In each General Social Survey since 1974 respondents have been
asked, "How often do you spend a social evening with a neighbor?" The
proportion of Americans who socialize with their neighbors more than once a year
has slowly but steadily declined over the last two decades, from 72 percent in
1974 to 61 percent in 1993. (On the other hand, socializing with "friends
who do not live in your neighborhood" appears to be on the increase, a
trend that may reflect the growth of workplace-based social connections.)
Americans are also less trusting.
The proportion of Americans saying that most people can be trusted fell by more
than a third between 1960, when 58 percent chose that alternative, and 1993,
when only 37 percent did. The same trend is apparent in all educational groups;
indeed, because social trust is also correlated with education and because
educational levels have risen sharply, the overall decrease in social trust is
even more apparent if we control for education.
Our discussion of trends in social
connectedness and civic engagement has tacitly assumed that all the forms of
social capital that we have discussed are themselves coherently correlated
across individuals. This is in fact true. Members of associations are much more
likely than nonmembers to participate in politics, to spend time with neighbors,
to express social trust, and so on.
The close correlation between
social trust and associational membership is true not only across time and
across individuals, but also across countries. Evidence from the 1991 World
Values Survey demonstrates the following: 10
- Across the 35 countries in this survey, social
trust and civic engagement are strongly correlated; the greater the density
of associational membership in a society, the more trusting its citizens.
Trust and engagement are two facets of the same underlying factor--social
capital.
- America still ranks relatively high by
cross-national standards on both these dimensions of social capital. Even in
the 1990s, after several decades' erosion, Americans are more trusting and
more engaged than people in most other countries of the world.
- The trends of the past quarter-century, however,
have apparently moved the United States significantly lower in the
international rankings of social capital. The recent deterioration in
American social capital has been sufficiently great that (if no other
country changed its position in the meantime) another quarter-century of
change at the same rate would bring the United States, roughly speaking, to
the midpoint among all these countries, roughly equivalent to South Korea,
Belgium, or Estonia today. Two generations' decline at the same rate would
leave the United States at the level of today's Chile, Portugal, and
Slovenia.
Why Is U.S. Social Capital
Eroding?
As we have seen, something has
happened in America in the last two or three decades to diminish civic
engagement and social connectedness. What could that "something" be?
Here are several possible explanations, along with some initial evidence on
each.
The movement of women into the
labor force. Over these same two or three decades, many millions of American
women have moved out of the home into paid employment. This is the primary,
though not the sole, reason why the weekly working hours of the average American
have increased significantly during these years. It seems highly plausible that
this social revolution should have reduced the time and energy available for
building social capital. For certain organizations, such as the PTA, the League
of Women Voters, the Federation of Women's Clubs, and the Red Cross, this is
almost certainly an important part of the story. The sharpest decline in women's
civic participation seems to have come in the 1970s; membership in such
"women's" organizations as these has been virtually halved since the
late 1960s. By contrast, most of the decline in participation in men's
organizations occurred about ten years later; the total decline to date has been
approximately 25 percent for the typical organization. On the other hand, the
survey data imply that the aggregate declines for men are virtually as great as
those for women. It is logically possible, of course, that the male declines
might represent the knock-on effect of women's liberation, as dishwashing
crowded out the lodge, but time-budget studies suggest that most husbands of
working wives have assumed only a minor part of the housework. In short,
something besides the women's revolution seems to lie behind the erosion of
social capital.
Mobility: The
"re-potting" hypothesis. Numerous studies of organizational
involvement have shown that residential stability and such related phenomena as
homeownership are clearly associated with greater civic engagement. Mobility,
like frequent re-potting of plants, tends to disrupt root systems, and it takes
time for an uprooted individual to put down new roots. It seems plausible that
the automobile, suburbanization, and the movement to the Sun Belt have reduced
the social rootedness of the average American, but one fundamental difficulty
with this hypothesis is apparent: the best evidence shows that residential
stability and homeownership in America have risen modestly since 1965, and are
surely higher now than during the 1950s, when civic engagement and social
connectedness by our measures was definitely higher.
Other demographic
transformations. A range of additional changes have transformed the American
family since the 1960s--fewer marriages, more divorces, fewer children, lower
real wages, and so on. Each of these changes might account for some of the
slackening of civic engagement, since married, middle-class parents are
generally more socially involved than other people. Moreover, the changes in
scale that have swept over the American economy in these years--illustrated by
the replacement of the corner grocery by the supermarket and now perhaps of the
supermarket by electronic shopping at home, or the replacement of
community-based enterprises by outposts of distant multinational firms--may
perhaps have undermined the material and even physical basis for civic
engagement.
The technological transformation
of leisure. There is reason to believe that deep-seated technological trends
are radically "privatizing" or "individualizing" our use of
leisure time and thus disrupting many opportunities for social-capital
formation. The most obvious and probably the most powerful instrument of this
revolution is television. Time-budget studies in the 1960s showed that the
growth in time spent watching television dwarfed all other changes in the way
Americans passed their days and nights. Television has made our communities (or,
rather, what we experience as our communities) wider and shallower. In the
language of economics, electronic technology enables individual tastes to be
satisfied more fully, but at the cost of the positive social externalities
associated with more primitive forms of entertainment. The same logic applies to
the replacement of vaudeville by the movies and now of movies by the VCR. The
new "virtual reality" helmets that we will soon don to be entertained
in total isolation are merely the latest extension of this trend. Is technology
thus driving a wedge between our individual interests and our collective
interests? It is a question that seems worth exploring more systematically.
What Is to Be Done?
The last refuge of a
social-scientific scoundrel is to call for more research. Nevertheless, I cannot
forbear from suggesting some further lines of inquiry.
- We must sort out the dimensions of social
capital, which clearly is not a unidimensional concept, despite language
(even in this essay) that implies the contrary. What types of organizations
and networks most effectively embody--or generate--social capital, in the
sense of mutual reciprocity, the resolution of dilemmas of collective
action, and the broadening of social identities? In this essay I have
emphasized the density of associational life. In earlier work I stressed the
structure of networks, arguing that "horizontal" ties represented
more productive social capital than vertical ties. 11
- Another set of important issues involves
macrosociological crosscurrents that might intersect with the trends
described here. What will be the impact, for example, of electronic networks
on social capital? My hunch is that meeting in an electronic forum is not
the equivalent of meeting in a bowling alley--or even in a saloon--but hard
empirical research is needed. What about the development of social capital
in the workplace? Is it growing in counterpoint to the decline of civic
engagement, reflecting some social analogue of the first law of
thermodynamics--social capital is neither created nor destroyed, merely
redistributed? Or do the trends described in this essay represent a
deadweight loss?
- A rounded assessment of changes in American
social capital over the last quarter-century needs to count the costs as
well as the benefits of community engagement. We must not romanticize
small-town, middle-class civic life in the America of the 1950s. In addition
to the deleterious trends emphasized in this essay, recent decades have
witnessed a substantial decline in intolerance and probably also in overt
discrimination, and those beneficent trends may be related in complex ways
to the erosion of traditional social capital. Moreover, a balanced
accounting of the social-capital books would need to reconcile the insights
of this approach with the undoubted insights offered by Mancur Olson and
others who stress that closely knit social, economic, and political
organizations are prone to inefficient cartelization and to what political
economists term "rent seeking" and ordinary men and women call
corruption. 12
- Finally, and perhaps most urgently, we need to
explore creatively how public policy impinges on (or might impinge on)
social-capital formation. In some well-known instances, public policy has
destroyed highly effective social networks and norms. American
slum-clearance policy of the 1950s and 1960s, for example, renovated
physical capital, but at a very high cost to existing social capital. The
consolidation of country post offices and small school districts has
promised administrative and financial efficiencies, but full-cost accounting
for the effects of these policies on social capital might produce a more
negative verdict. On the other hand, such past initiatives as the county
agricultural-agent system, community colleges, and tax deductions for
charitable contributions illustrate that government can encourage
social-capital formation. Even a recent proposal in San Luis Obispo,
California, to require that all new houses have front porches illustrates
the power of government to influence where and how networks are formed.
The concept of "civil
society" has played a central role in the recent global debate about the
preconditions for democracy and democratization. In the newer democracies this
phrase has properly focused attention on the need to foster a vibrant civic life
in soils traditionally inhospitable to self-government. In the established
democracies, ironically, growing numbers of citizens are questioning the
effectiveness of their public institutions at the very moment when liberal
democracy has swept the battlefield, both ideologically and geopolitically. In
America, at least, there is reason to suspect that this democratic disarray may
be linked to a broad and continuing erosion of civic engagement that began a
quarter-century ago. High on our scholarly agenda should be the question of
whether a comparable erosion of social capital may be under way in other
advanced democracies, perhaps in different institutional and behavioral guises.
High on America's agenda should be the question of how to reverse these adverse
trends in social connectedness, thus restoring civic engagement and civic trust.
Robert
D. Putnam is Dillon Professor of International Affairs and director of the
Center for International Affairs at Harvard University. His most recent books
are Double-Edged Diplomacy: International Bargaining and Domestic Politics
(1993) and Making Democracy Work: Civic Traditions in Modern Italy (1993), which
is reviewed elsewhere in this issue. He is now completing a study of the
revitalization of American democracy.
Commentary and writings on related
topics:
Notes
1.
Alexis de Tocqueville, Democracy in America, ed. J.P. Maier, trans.
George Lawrence (Garden City, N.Y.: Anchor Books, 1969), 513-17.
2.
On social networks and economic growth in the developing world, see Milton J.
Esman and Norman Uphoff, Local Organizations: Intermediaries in Rural
Development (Ithaca: Cornell University Press, 1984), esp. 15-42 and 99-180;
and Albert O. Hirschman, Getting Ahead Collectively: Grassroots Experiences
in Latin America (Elmsford, N.Y.: Pergamon Press, 1984), esp. 42-77. On East
Asia, see Gustav Papanek, "The New Asian Capitalism: An Economic
Portrait," in Peter L. Berger and Hsin-Huang Michael Hsiao, eds., In
Search of an East Asian Development Model (New Brunswick, N.J.: Transaction,
1987), 27-80; Peter B. Evans, "The State as Problem and Solution:
Predation, Embedded Autonomy and Structural Change," in Stephan Haggard and
Robert R. Kaufman, eds., The Politics of Economic Adjustment (Princeton:
Princeton University Press, 1992), 139-81; and Gary G. Hamilton, William Zeile,
and Wan-Jin Kim, "Network Structure of East Asian Economies," in
Stewart R. Clegg and S. Gordon Redding, eds., Capitalism in Contrasting
Cultures (Hawthorne, N.Y.: De Gruyter, 1990), 105-29. See also Gary G.
Hamilton and Nicole Woolsey Biggart, "Market, Culture, and Authority: A
Comparative Analysis of Management and Organization in the Far East," American
Journal of Sociology (Supplement) 94 (1988): S52-S94; and Susan Greenhalgh,
"Families and Networks in Taiwan's Economic Development," in Edwin
Winckler and Susan Greenhalgh, eds., Contending Approaches to the Political
Economy of Taiwan (Armonk, N.Y.: M.E. Sharpe, 1987), 224-45.
3.
Robert D. Putnam, Making Democracy Work: Civic Traditions in Modern Italy
(Princeton: Princeton University Press, 1993).
4.
James S. Coleman deserves primary credit for developing the "social
capital" theoretical framework. See his "Social Capital in the
Creation of Human Capital," American Journal of Sociology
(Supplement) 94 (1988): S95-S120, as well as his The Foundations of Social
Theory (Cambridge: Harvard University Press, 1990), 300-21. See also Mark
Granovetter, "Economic Action and Social Structure: The Problem of
Embeddedness," American Journal of Sociology 91 (1985): 481-510;
Glenn C. Loury, "Why Should We Care About Group Inequality?" Social
Philosophy and Policy 5 (1987): 249-71; and Robert D. Putnam, "The
Prosperous Community: Social Capital and Public Life," American Prospect
13 (1993): 35-42. To my knowledge, the first scholar to use the term
"social capital" in its current sense was Jane Jacobs, in The Death
and Life of Great American Cities (New York: Random House, 1961), 138.
5.
Any simplistically political interpretation of the collapse of American unionism
would need to confront the fact that the steepest decline began more than six
years before the Reagan administration's attack on PATCO. Data from the General
Social Survey show a roughly 40-percent decline in reported union membership
between 1975 and 1991.
6.
Data for the LWV are available over a longer time span and show an interesting
pattern: a sharp slump during the Depression, a strong and sustained rise after
World War II that more than tripled membership between 1945 and 1969, and then
the post-1969 decline, which has already erased virtually all the postwar gains
and continues still. This same historical pattern applies to those men's
fraternal organizations for which comparable data are available--steady
increases for the first seven decades of the century, interrupted only by the
Great Depression, followed by a collapse in the 1970s and 1980s that has already
wiped out most of the postwar expansion and continues apace.
7.
Cf. Lester M. Salamon, "The Rise of the Nonprofit Sector," Foreign
Affairs 73 (July-August 1994): 109-22. See also Salamon, "Partners in
Public Service: The Scope and Theory of Government-Nonprofit Relations," in
Walter W. Powell, ed., The Nonprofit Sector: A Research Handbook (New
Haven: Yale University Press, 1987), 99-117. Salamon's empirical evidence does
not sustain his broad claims about a global "associational revolution"
comparable in significance to the rise of the nation-state several centuries
ago.
8.
Robert Wuthnow, Sharing the Journey: Support Groups and America's New Quest
for Community (New York: The Free Press, 1994), 45.
9.
Ibid., 3-6.
10.
I am grateful to Ronald Inglehart, who directs this unique cross-national
project, for sharing these highly useful data with me. See his "The Impact
of Culture on Economic Development: Theory, Hypotheses, and Some Empirical
Tests" (unpublished manuscript, University of Michigan, 1994).
11.
See my Making Democracy Work, esp. ch. 6.
12.
See Mancur Olson, The Rise and Decline of Nations: Economic Growth,
Stagflation, and Social Rigidities (New Haven: Yale University Press, 1982),
2.
http://muse.jhu.edu/demo/journal_of_democracy/v006/putnam.html
Back to top
of page
|